Aegis Capital Corp., - Aegis Capital Corp. ( a full-service wealth management, financial services and investment banking firm is pleased to announce Robert “Michael” Dougherty has joined the firm as a Senior Vice President of Investments in our Timonium, Maryland office. Prior to joining Aegis Capital, Michael worked at Oppenheimer & Co. Inc.

Mr. Dougherty is a seasoned wealth management professional that gained his experience working at brokerage firms such as Merrill Lynch, Pierce, Fenner & Smith Incorp., Painwebber Inc., A.G. Edwards & Sons Inc. and Wachovia Securities, LLC. With almost 40 years of experience working with clients ranging from small business owners to highly compensated professionals Mr. Dougherty’s sole purpose is to deliver boutique level service while still offering a full-range of products and services to his valued clients. In 2012 Mr. Dougherty authored a book, “In A Dog Eat Dog World, You Need A Big Dog”.

Robert Eide Aegis’ CEO commented: “We are pleased to welcome Michael to Aegis. He is a trusted financial consultant whose personalized approach to financial planning aligns with Aegis’ client-focused and values-driven culture. We look forward to providing the resources he needs to build his practice and help his clients achieve their financial goals.

Michael Pata Aegis’ Head of Business Development commented: “Michael takes a holistic approach to helping clients by looking at all aspects of their financial lives. Michael’s addition speaks to the value of Aegis’ boutique and client-focused platform which includes investment banking, wealth management, insurance, retirement planning, structured products, private equity, alternatives, equity research, fixed income and special purpose vehicles. We are pleased he brings his wealth of knowledge and experience to Aegis.”

About Aegis Capital Corporation

Aegis Capital Corporation (“Aegis”) has been in the wealth management and investment banking business for over 35 years, catering to the needs of private clients, institutions and corporations. Aegis was founded in 1984 by Robert Eide, the current CEO and Chairman, and has over twenty branch offices stretching across the U.S. Aegis offers its investment representatives a conflict free service platform and is able to provide a full-range of products and services through its primary clearing relationship with RBC Correspondent Services whose parent company, Royal Bank of Canada (NYSE:RY), is one of the world’s leading diversified financial services companies.

Any questions contact:
Michael Pata,
Head of Business Development
Telephone: 1-212-813-1010