Aegis Capital Corp. (www.aegiscapcorp.com) is pleased to announce Joseph T. Rallo and David W. Boral have joined the firm as Co-Heads of Investment Banking.

Mr. Rallo has over twelve years of investment banking and securities industry experience. He has completed a vast array of transactions across different product types, which include IPOs, Secondaries/Follow-on Offerings, SPACs, PIPEs, Privates, Fixed Income, and Fairness Opinions. His public and private offering transactional experience spans a broad range of industries, having completed over 200 equity and debt transactions representing over $50 billion in aggregate value. Mr. Rallo has also completed diverse Merger &Acquisitions; assignments, including serving as strategic advisor to the Special Committees and Board of Directors of many public companies. Prior to joining Aegis Capital, Mr. Rallo was a Director in the Investment Banking Group at Maxim Group. Previously, he was a Vice President in the Financial Institutions & Real Estate Investment Banking Group at JMP Securities.

Mr. Boral has over fourteen years of investment banking and capital markets experience. Mr. Boral has led and participated in transactions including IPOs, Secondaries/Follow-on Offerings, SPACs, PIPEs, Reverse Mergers, M&A, Bankruptcy/Restructuring’s, Cross Listings and other private and public offerings in the US and abroad. As a direct result of his transactional experience, Mr. Boral has an extensive network of relationships with public company management teams, board of director members and private equity investors. Prior to joining Aegis Capital, Mr. Boral was with Maxim Group as a Director in the Investment Banking Division. He also served as a Director at Aeon Funds from 2015 to 2016 and served on the Board of Viatar CTC Solutions in 2016.

Robert Eide Aegis’ CEO commented: “We are pleased Joe and David have joined Aegis Capital and expect their experience, credentials and vast knowledge will bring a synergy to our investment banking, capital markets and private banking departments. They will be a valued addition to Aegis Capital’s continued growth and will be accretive to our retail and institutional clients.”

Michael Pata Aegis’ Head of Business Development commented: “Joe and David both are great additions to the Aegis team and we are proud that they will co-head our investment banking division. They both bring an abundance of experience, talent and knowledge of the financial markets.”

About Aegis Capital Corporation

Aegis Capital Corporation has been in business for over 34 years and maintains a conflict free service platform catering to the needs of private clients, institutions and corporations. Aegis Capital Corp. was founded in 1984 by Robert Eide, the current CEO and Chairman. Today Aegis has become a premiere full-service investment banking firm with over twenty locations and employees stretching across the US.

Any questions contact: Michael Pata, Head of Business Development at 1-212-813-1010 or mpata@aegiscapcorp.com.