New York, NY January 27, 2014, Jonathan S. Van Orden has been an institutional sales trader for the past nine years, focusing primarily on merger arbitrage and event-driven situations. He began his career at Maxim Group and eventually moved with the Maxim Risk Arbitrage team to Fimat USA, the brokerage arm of Societe Generale. In March 2008 Jon left Fimat to co - found the Merger Arbitrage/Event-Driven desk at Dominick & Dominick, LLC. Jon has been quoted in TheDeal.com and HedgeFund.net. He holds a degree in Finance from Manhattan College. He resides in Palisades, NY with his wife Marisa and son Jack.

Eric S. Marzucco has worked in the financial industry for fifteen years. He started out as a sales trader at CIBC Oppenheimer and then completed the training program at Morgan Stanley. He found his niche in merger arbitrage at Louis Capital Markets in 2001, and since then has focused on arbitrage and event-driven situations. Prior to co-founding the Merger Arbitrage desk at Dominick & Dominick, LLC with Jonathan Van Orden, Eric worked as a Senior Vice President on the Merger Arbitrage desk at Fimat USA, Societe Generale's Broker Dealer Arm. He is a graduate of the Business School at the University of South Florida. He resides in Hoboken, NJ with his wife Ann-Marie.

Miles D. Arvidson has been an institutional sales trader for four years, focusing on merger arbitrage and event-driven situations. Miles joined the group at Dominick & Dominick in 2009. He graduated from Manhattan College in 2009 and holds a BS degree in Accounting. He resides in Manhattan.

Joshua M. Harris has worked in the financial industry for seven years. He started out as a staff accountant at the hedge fund administrator BYSY-RK in 2006. He then moved to Credit-Suisse in 2007 and performed similar duties. In 2008 Josh worked at the exchange traded product administrator, MacroMarkets, LLC and in 2010 joined the merger arbitrage group at Dominick & Dominick, LLC. In 2014 Josh moved with the merger arbitrage group to Aegis Capital Corp. He holds a BS in Finance from Kean University and an MBA from Seton Hall University.

Aegis Capital CEO Robert Eide Commented: “We are thrilled to have the team join us and look forward to now offering additional services to our Financial Advisors and our Aegis Clientele”.

Aegis Capital Head of Business Development Phil Michals Commented: “The group brings a strategy and discipline that differentiates themselves and now Aegis in the marketplace”. “They have consistently shown excellence is this field and we are excited they have chosen Aegis Capital”.

About Aegis- Aegis Capital has been in business for the past 30 years and maintains a conflict free service platform catering to the needs of private clients, institutions and corporations. Aegis Capital Corporation was founded in 1984 by, the current CEO and Chairman. Aegis origins were based on servicing the specific needs of an extremely affluent customer base. Today, we have become a premiere full-service investment banking firm with eleven locations and employees stretching from Florida to Rochester, NY. We have clients in all 50 states and overseas. Aegis has been able to bring quality service through its clearing relationships of RBC and Apex.

Any questions contact

Business Development

Phil Michals-800-380-4241

pmichals@aegiscapcorp.com